Enforcement Actions

   
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Wilshire-Pennington Group, Inc. and Kennedy, Benjamin Daniel III 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 10/17/2018
Gregory, Joe Lawrence and Blue Quail, Ltd. 
  Entry of Appearance [M. Michael Arnett]    Filed: 10/12/2018
  Joe Gregory’s Answer to ODS’ Petition of Indebtedness    Filed: 10/12/2018
  Motion to Vacate Default Judgment and Brief in Support    Filed: 10/12/2018
  Default Judgement against Joe Lawrence Gregory    Filed: 10/10/2018
  ODS' Motion for Default Judgment against Joe Lawrence Gregory    Filed: 10/9/2018
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Notice of Hearing [11/9/18 @ 9:00 a.m.] on Conservator's Fees and Expenses and Attorney's Fees for May through September 2018    Filed: 10/8/2018
Tranchina, Christopher Peter 
  Agreement    Filed: 9/24/2018
Thompson, William Glenn and Stevens, Markham Brian 
  Final Order, Judgment and Permanent Injunction w/Stipulation and Consent [William Glenn Thompson]    Filed: 8/31/2018
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
  Answer of Defendants Travis, HydroEnergy and Zydro    Filed: 8/27/2018
Gregory Joe and Blue Quail, Ltd. 
  Petition for Permanent Injunction and/or Other Equitable Relief    Filed: 8/23/2018
Latting, Bradley Allen 
  Order barring from registration    Filed: 8/23/2018
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
  Entry of Appearance [Philip O.Watts, Weston O.Watts and Shawn D. Fulkerson]    Filed: 8/6/2018
  Petition for Permanent Injunction and Other Relief [CJ-18-3766]    Filed: 7/13/2018
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay 
  Order Setting Restitution [CJ-17-1138]    Filed: 7/13/2018
  Certificate of Service [Order Setting Restitution][CJ-17-1138]    Filed: 7/13/2018
Baker, Justin Wayne 
  Withdrawal of ODS' Motion to Determine Restitution    Filed: 7/2/2018
Latting, Bradley Allen 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 6/28/2018
Lancaster, William David 
  Final Order [William David Lancaster]    Filed: 6/20/2018
NYLIFE Securities, LLC and Friedman, Larry S and Bogle, L. Dean 
  Agreement [Dean Bogle]    Filed: 6/15/2018
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Order Granting Interim Application for Attorney's Fees for October 2017 through April 2018    Filed: 6/8/2018
  Order Approving Conservator's Report and Conservator's Fees and Expenses for October 2017 through April 2018    Filed: 6/8/2018
Estrella Group, LLC and Hansen, Theodore and Fairchild, Samuel W. 
  Final Order, Judgment and Injunction    Filed: 6/6/2018
  Stipulation and Consent to Final Order w/Certificate of Service    Filed: 6/1/2018
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay 
  Motion to Determine Restitution [hearing set for 7/13/18 @ 9:00 a.m.][CJ-17-1138]    Filed: 5/23/2018
  Notice of Hearing [7/13/18 @ 9:00 am] on Motion to Determine Restitution [CJ-17-1138]    Filed: 5/23/2018
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