Enforcement Actions  
 
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Seabrooke Realty and Seabrooke, Tom 
  Order on Receiverís Interim Application for Fees and Expenses for September 2016    Filed: 12/8/2017
IA Reps OTC L1510306944 
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Robert L. Ford]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Kurt Q. Holmes]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Isaac E. Hutchins]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Kristopher J. Jantzen]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Terry C. Kingsbery]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Robert B. Kramer]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Randy G. McDaniel]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Claude D. Pentecost]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Joshua Peters]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Andrew J. Riddle]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Charlene R. Scoles]    Filed: 2/21/2017
  Notice of Intent to Revoke Registration and Opportunity for Hearing [David B. Tays]    Filed: 2/21/2017
McDaniel, Larry R. 
  Order granting ODSí Motion for Sanctions[CJ-15-6867]    Filed: 2/17/2017
Seabrooke Realty and Seabrooke, Tom 
  Order on Receiverís Interim Application for Fees and Expenses for December 2016    Filed: 2/17/2017
BD Agents OTC L1331924096 
  Notice of Intent to Revoke Registration and Opportunity for Hearing [Max L. Mason]    Filed: 2/16/2017
R & J Financial, Inc. and Arledge, John Michael Jr. 
  Stipulation and Consent to Final Order    Filed: 2/16/2017
  Final Order, Judgment and Permanent Injunction    Filed: 2/16/2017
Seabrooke Realty and Seabrooke, Tom 
  Interim Application for Order Approving Receiverís Fees and Expenses for January 2017 and Certain Prior Periods    Filed: 2/13/2017
Grace Exploration & Development, LLC and Wheeler, Maryilyn 
  Application to Enforce Subpoena Compliance and Authority in Support    Filed: 2/9/2017
Myers, Jerrold Wayne and Warlick, Gary Douglas 
  Petition for Permanent Injunction and Other Relief [CJ-17-0587]    Filed: 2/1/2017
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