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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Seabrooke Realty and Seabrooke, Tom
Order on Receiverís Interim Application for Fees and Expenses for September 2016    Filed: 12/8/2017
IA Reps OTC L1510306944
Notice of Intent to Revoke Registration and Opportunity for Hearing [Robert L. Ford]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Kurt Q. Holmes]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Isaac E. Hutchins]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Kristopher J. Jantzen]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Terry C. Kingsbery]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Robert B. Kramer]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Randy G. McDaniel]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Claude D. Pentecost]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Joshua Peters]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Andrew J. Riddle]    Filed: 2/21/2017
Notice of Intent to Revoke Registration and Opportunity for Hearing [Charlene R. Scoles]    Filed: 2/21/2017