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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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Recent Enforcement Actions
Jordan, Jay
Order Setting Hearing [2/28/18 @ 9:00 a.m.]    Filed: 11/21/2017
Rogers, Chad Michael
Agreement; Order of Censure    Filed: 11/17/2017
Seabrooke Realty and Seabrooke, Tom
Agreed Order     Filed: 11/13/2017
Poe, Joe Edward Jr. and Hume, Gary and Ferguson, Kirk Lynn and ACAP Financial, Inc.
Order [ACAP Financial, Inc., Kirk Lynn Ferguson, and Gary Hume]    Filed: 11/9/2017
Municipal Finance Services, Inc.
Agreement; Final Order    Filed: 11/8/2017
Taylor, Robert Lyndon
Agreement    Filed: 11/6/2017
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Conservator's Fees and Expenses for April through September 2017    Filed: 11/3/2017
Order Granting Interim Application for Attorney's Fees for April through September 2017    Filed: 11/3/2017
Baker, Justin
Petition for Permanent Injunction and Other Relief    Filed: 11/3/2017
Voyager Financial Group, LLC and Woodward, David
Final Order to Cease and Desist    Filed: 11/1/2017
LynnStar Communications, Inc. and Sweeney, Daniel and Romine, Chris and Sizemore, Steve
Final Order, Judgment and Permanent Injunction w/Stipulation and Consent of Daniel Joseph Sweeney    Filed: 10/27/2017
Seabrooke Realty and Seabrooke, Tom
Order on Receiverís Interim Application for Fees and Expenses for June thorugh August 2017    Filed: 10/20/2017
What is the Oklahoma Securities Commission?